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Prospera Finstocks Pvt. Ltd. > Forms

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We help individuals and professionals invest with clarity, confidence, and long-term focus.

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Investor Alert

Important Guidelines for Your Protection: 1. Update Your Contact Information: Ensure your mobile number is updated with your stock broker and depository participant (DP). This allows you to receive immediate alerts about any debit and important transactions in your demat account directly from the exchanges. 2. Simplified IPO Subscription: When subscribing to an IPO, you no longer need to issue cheques. Simply provide your bank account number and sign the application form to authorize your bank to make payments upon allotment. Your funds will remain in your account until then. 3. KYC Process: Know Your Customer (KYC) is a one-time process. Once completed with a SEBI-registered intermediary (broker, DP, mutual fund, etc.), you won't need to repeat it for other intermediaries. 4. Be Wary of Unsolicited Advice: Exercise caution with unsolicited emails and SMS messages suggesting trades. Always make informed investment decisions based on thorough analysis rather than rumors or tips. 5. Report Wrongdoing: If you have knowledge of systemic issues, potential fraud, or unethical behavior, report it anonymously through the portals provided on the BSE, NSE, MCX & CDSL websites. 6. Use Registered Intermediaries: Always transact with SEBI-registered intermediaries to ensure your investments are secure. These guidelines are issued in the interest of investors for a safer trading experience.

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